Self-regulatory organizations

Results: 6954



#Item
251Financial economics / Financial system / Self-regulatory organizations / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Securities and Exchange Commission / Municipal Securities Rulemaking Board / United States securities law / Financial regulation / United States Securities and Exchange Commission

Trading Suspension: Spriza, Inc.

Add to Reading List

Source URL: www.sec.gov.

Language: English - Date: 2015-03-04 10:15:54
252Stock market / Finance / Financial services / Market maker / International Securities Exchange / Order / Broker-dealer / Securities Exchange Act / Financial economics / Financial markets / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ISEApril 24, 2015 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Pro

Add to Reading List

Source URL: www.sec.gov.

Language: English - Date: 2015-04-24 15:24:06
253Self-regulatory organizations / Auditing / Corporate governance / United States corporate law / United States securities law / Financial Accounting Standards Board / Financial Accounting Foundation / Sarbanes–Oxley Act / U.S. Securities and Exchange Commission / Accountancy / Business / Finance

UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION Securities Act of 1933 Release NoApril 24, 2015

Add to Reading List

Source URL: edgar.sec.gov

Language: English - Date: 2015-04-24 15:41:44
254Chicago Stock Exchange / Financial markets / National market system plan / Self-regulatory organizations

October 1, 2013 ______________________________________________________________________________ RE: MARKET DATA REVENUE (MDR) SHARING PLAN FAQs

Add to Reading List

Source URL: www.chx.com

Language: English - Date: 2014-06-23 17:33:36
255Self-regulatory organizations / Securities / SS&C Technologies / Depository Trust & Clearing Corporation / Schutzstaffel / William C. Stone / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial system / Financial economics / Finance

Microsoft Word

Add to Reading List

Source URL: edgar.sec.gov

Language: English - Date: 2015-04-23 17:56:43
256Late-2000s financial crisis / Corporate crime / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Dodd–Frank Wall Street Reform and Consumer Protection Act / Municipal Securities Rulemaking Board / Economy of the United States / Business / Self-regulatory organizations / United States securities law / Financial regulation

Investor Advisory Committee Meeting

Add to Reading List

Source URL: edgar.sec.gov

Language: English - Date: 2015-01-21 11:10:37
257Financial markets / Self-regulatory organizations / Municipal Securities Rulemaking Board / Financial regulation / United States securities law / Security / U.S. Securities and Exchange Commission / Broker-dealer / Securities Exchange Act / Financial economics / Finance / Financial system

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 23, 2015 ADMINISTRATIVE PROCEEDING

Add to Reading List

Source URL: www.sec.gov.

Language: English - Date: 2015-04-23 09:41:34
258Association of Public and Land-Grant Universities / Birmingham–Hoover metropolitan area / Oak Ridge Associated Universities / University of Alabama at Birmingham / Self-regulatory organizations / Governmental Accounting Standards Board / Hoover /  Alabama / Governmental accounting / UAB Hospital / Geography of Alabama / Alabama / Accountancy

Government and Nonprofit Section 2011 Midyear Conference March 18–19, 2011 Wynfrey Hotel

Add to Reading List

Source URL: www2.aaahq.org

Language: English - Date: 2011-07-20 13:16:15
259Investment / Business / Order / Securities Exchange Act / Market maker / Auction / Market liquidity / Chicago Stock Exchange / London Stock Exchange / Financial markets / Financial economics / Stock market

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-MIAXApril 24, 2015 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of a Proposed Rule Change to

Add to Reading List

Source URL: www.sec.gov.

Language: English - Date: 2015-04-24 15:29:38
260Financial markets / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law / Philadelphia Stock Exchange / Finance / Securities Exchange Act / NASDAQ / U.S. Securities and Exchange Commission / Economy of the United States / Self-regulatory organizations / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-PhlxApril 23, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

Add to Reading List

Source URL: www.sec.gov.

Language: English - Date: 2015-04-23 19:19:36
UPDATE